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Policies and Procedures
SECTION B - Personnel Policies and Procedures
(Full PDF Version - Sections I thru XXXIII)

Introduction

AURA is deeply committed to the human resources that support our mission to advance astronomy and related sciences and is deeply invested in continually developing and improving its policies and practices for the purpose of providing a welcoming and fruitful work environment for all employees. AURA believes that a diverse workforce, particularly one that includes women and individuals from under-represented minority groups, contributes best to the achievement of excellence in both our organization and the scientific community as a whole.

All AURA staff bear responsibility for developing and fostering a diverse and inclusive work place. For upper-level employees, this responsibility shall be specifically identified in their individual job descriptions, and their success in meeting this responsibility shall be specifically evaluated in their performance evaluations.

AURA’s recruiting and hiring practices are designed to attract a broadly diverse pool of candidates including under-represented applicants. When a vacancy occurs, AURA will hire the most qualified person from among the fully qualified applicants meeting AURA goals and clearly defined program needs while endeavoring to develop and maintain a diverse work force where women and under-represented minority staff are proportionately represented.

As a leader in the astronomical community, AURA believes that it bears a responsibility to that community to develop and support outreach and educational programs which will not only advance our organizational commitment to diversity but broadens participation and encourages the advancement of diversity throughout the astronomical scientific workforce.
 

I. EMPLOYMENT AND REASSIGNMENT
A. Policy
B. Reassignment and Transfer

II. TENURE
A. Policy
B. Procedures for Promotion to Tenure
C. The Appeals Process for Denial of Tenure
D. Tenure Appointments Coincident With Initial Employment
E. Post Tenure Review
F. Delay of Tenure/Scientist Appointment Procedures

III. EMPLOYMENT AND APPOINTMENTS OF RESEARCH SCIENTIFIC STAFF
A. Policy
B. Appointment Categories
C. Delay of Tenure/Science Clock Procedures

IV. COMPENSATION
A. Policy
B. Position Descriptions
C. Job Pricing
D. Compensation Range Structure
E. Annual Compensation Review
F. Annual Performance Evaluation Merit Increases
G. Salary Adjustments
H. Temporary Responsibility Premium
I. Award - Bonus
J. Job Transfers
K. Promotions
L. Demotions

V. TERMINATION OF EMPLOYMENT
A. Policy
B. Exit Procedures

VI. TERMINATION OF EMPLOYMENT - RESEARCH SCIENCE STAFF
A. Policy

VII. OUTSIDE EMPLOYMENT, PROFESSIONAL CONSULTATION, AND TEACHING BY STAFF
A. Policy
B. Statement of the AURA Board of Directors Regarding Outside Employment and Consultations
C. Temporary or Adjunct Academic Appointments
D. Joint Appointments

VIII. ABSENCES (Revision posted 10/19/2009)
A. Policy
B. Vacation
C. Sick Leave
D. Holidays
E. Bereavement Leave
F. Miscellaneous Leaves With Pay
G. Absence Due to Work Related Illness or Injury
H. Family and Medical Leave (FMLA)
 I. Other Leaves of Absence (LOA)

IX. RETIREMENT
A. Policy
B. General
C. Money Purchase Pension Plan (401(a))
D. Tax Sheltered Account (TSA) (403(b))

X. EMPLOYEE BENEFITS PROGRAM
A. Policy
B. General
C. Life Insurance
D. Health Insurance
E. Social Security
F. Travel Insurance
G. Worker's Compensation Insurance
H. Long Term Disability Insurance
I. Dental Insurance
J. Unemployment Insurance
K. Flexible Spending Account (FSA) Plan

XI. TUITION REFUND
A. Policy
B. Tuition Refund

XII. PERSONNEL CLASSIFICATIONS AND DEFINITIONS (Revision posted 10/19/2009)
A. Policy
B. Classification
....Table 1 - Staff Benefit Eligibility

XIII. WAGES AND HOURS REPORTED (Revision posted 10/19/2009)
A. Policy
B. Time Reporting for Non-Exempt Staff
C. Time Reporting for Exempt Staff
D. Definitions of Work Time
E. Paydays

XIV. PHYSICAL STATUS AND EXAMINATION
A. Policy
B. Procedure

XV. APPRAISAL OF WORK PERFORMANCE
A. Policy
B. Procedure
C. Procedure for Deteriorating or Unsatisfactory Performance or Behavior

XVI. EMPLOYEE SUGGESTIONS
A. Policy
B. Procedure

XVII. SAFETY AND HEALTH
A. Policy
B. Procedure
C. Responsibility

XVIII. SELECTIVE SERVICE DEFERMENTS
A. Policy
B. Procedure

XIX. PERSONNEL RECORDS AND INFORMATION
A. Policy
B. Official Personnel Records
C. Access to Official Records
D. Official Information from Records
E. Unofficial Responses to Requests for Information

XX. AURA GRIEVANCE POLICY AND PROCEDURES
A. Policy
B. Procedure Guidelines

XXI. REIMBURSEMENT OF TRAVEL EXPENSES
A. Policy
B. Travel in General
C. Relocation Expenses
D. Rental Vehicles

XXII. USE OF GOVERNMENT VEHICLES
A. Policy
B. Use
C. Assignment
D. Driver Responsibility
E. Accidents
F. Insurance
G. Storage

XXIII. EQUAL EMPLOYMENT OPPORTUNITY AND AFFIRMATIVE ACTION PLAN
A. Basic Policy
B. Recruiting Policy
C. Employment Policies and Practices
D. Dissemination of EEO Policy
E. Internal Affirmative Action Audit System
F. Legal Basis for EEO & AA Plans

XXIV. AURA EQUAL OPPORTUNITY PROGRAM FOR HANDICAPPED PERSONS, DISABLED VETERANS, AND VETERANS OF THE VIETNAM ERA
A. Policy
B. Definitions
C. Identification Under the Acts
D. Restrictions and Accommodations
E. Responsibilities for Implementation of Policy
F. Dissemination of Policy
G. Policy Implementation
H. Required Postings
....Attachment 1 - Affirmative Action Obligations of Contractors and Subcontractors for Disabled Veterans & Veterans of the Vietnam Era
....Attachment 2 - Affirmative Action Obligations of Contractors and Subcontractors for Handicapped Persons

XXV. UNIQUE POLICIES AND PROCEDURES (CHILE)
A. Expatriates in Chile
B. Tax Implications
C. Types of Employees, Length of Assignments & Compensation
D. Long-Term Assignments of more than one year
E. Holidays
F. Repatriation of Remains
G. Guidelines and Reports
H. Grievance

XXVI. GRATUITIES
A. Policy
B. Guidelines

XXVII. DISCIPLINE
A. Policy
B. Procedures

XXVIII. HARASSMENT
A. Policy
B. Guidelines

XXIX. COMMUNICABLE AND LIFE-THREATENING ILLNESS POLICY
A. Policy
B. The Human Resource Manager Will...

XXX. AURA CENTER EMPLOYEE CONGRESSIONAL RELATIONS
A. Background
B. Guidelines

XXXI. DRUG-FREE WORKPLACE
A. Policy
B. Procedure

XXXII. AURA AWARDS
A. Policy
B. Procedure for Individual Awards

XXXIII. SABBATICAL LEAVE FOR RESEARCH SCIENCE STAFF (Posted 10/19/2009)
A. Policy

 

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